Corporate Securities
Krage & Janvey, LLP
Corporate Governance Lawyers
At Krage & Janvey, LLP, our corporate governance lawyers are dedicated to offering sophisticated legal guidance to clients who have concerns about public and private offerings, corporate securities, SEC enforcement, and related issues.
We counsel private individuals, issuers, broker-dealers, investment advisers, and accountants who need quality assistance with securities compliance and enforcement issues. We counsel clients in the Dallas and Fort Worth areas, as well as in major cities across the United States.
Experienced Corporate Securities Counselor
As an Adjunct Professor of Law at Southern Methodist University,Ralph Janvey teaches law school classes related to corporate planning and regulation of the securities and commodities markets. Mr. Janvey and the other attorneys at our office offer effective legal advice on issues regarding:
- Hedge funds
- Receiverships
- Blue Sky laws
- Business entity formation and operations
- Public Offerings
- Mergers and acquisitions
- Private placements
- Commodity trading
- Securities enforcement
- The Sarbanes-Oxley Act
- Public disclosure requirements
- The Texas state securities board
- The Securities Exchange Act of 1934
- Entertainment and restaurant syndication
- The Public Company Accounting Oversight Board (PCAOB)
- Broker - Dealers (NASD)
- Investment Advisors
Mr. Janvey has also written a number of articles on corporate securities and regulatory issues, and has been an expert witness on the civil litigation of securities law issues. He has worked as an arbitrator for the National Association of Securities Dealers (NASD) since 1992 and has consulted on major cases with several national broker-dealers.
Contact Krage & Janvey, LLP.
To learn more about how we can answer your securities questions, contact Krage & Janvey, LLP at (214) 969-7500.
For more information, please check out the legal news links on securities law.
The Dallas, Texas law firm of Krage & Janvey, LLP provides representation for business and commercial clients throughout the United States including Fort Worth, Houston, San Antonio, and Austin, Texas, as well as in major cities such as Oklahoma City, New York, Denver, Boston, and Washington DC.
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